Investment Associate for a boutique wealth management firm

Kate Pletcher; [email protected]

Our client is a boutique wealth management firm that helps its clients build and execute a plan to achieve financial security. The company is seeking an Investment Associate to serve as a right-hand to its talented team of advisors in interacting with their (high net worth) clients, preparing client materials, evaluating investment portfolios, managing client requests, and more. The ideal candidate will grow into a leadership position at the firm, overseeing a team of Investment Analysts, but the company would be open to candidates who are a bit junior to or senior to that level.

Responsibilities: - Manage prospective client review of existing investment portfolio, providing recommendations and identifying opportunities for improvement - Prepare quarterly client meeting materials, including investment performance reports and financial planning updates - Utilize various applications (Outlook, Salesforce, custodian websites, etc.) to obtain account information and execute client requests - Reconcile current client activity, fund transfers, and ongoing transaction requirements to ensure accuracy with a sensitivity to tax repercussions - Open new investment accounts and prepare client correspondence - Gather/collect data, input and run financial planning reports

Requirements: - Bachelor's degree in Business/Finance or related field - Minimum 2 years’ experience in Financial Services - Series 7 required, CFP® a plus - Strong Microsoft Office competency - Salesforce (CRM) and eMoney experience a plus - Outgoing, personable, engaging, with a passion for client service - Strong written and verbal communication skills - Ability to anticipate advisor/client requests - Excellent customer-facing skills - Candidates with existing book of business, a plus, but not necessary


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